ML
Mark L. Lamson
BANKERS LIFE ADVISORY SERVICES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 1796166
ML
Professional summary
Mark Lee Lamson is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALL SAINTS GREEK ORTHODOX CHURCH POSITION: Endowment Fund Committee member. Most likely will be elected Chairman or other officer position. NATURE: This is a church. The nature of this business is to worship God. The endowment fund is part of the church. The principal of the funds must always stay in tact in perpetuity. Only dividends and interest are available to be disbursed to the church upon the direction in writing by the Parish Council of All Saints Greek Orthodox Church. I am one of 13 Parish Council members. We have many committees at the church. I have been asked to join the endowment fund committee. The start date provided below is a best guess. I have not started this position. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/28/2020 ADDRESS: 102 N. Broadway, Joliet IL 60435, United States DESCRIPTION: Members of the endowment fund must be in good standing with the church. They must also be nominated to the position by the Parish Council of All Saints Greek Orthodox Church. Once nominated to the committee, the committee elects it's officers. Expectations are that we monitor an existing portfolio of mostly ETF's and make adjustments (if needed). Invest new money that is donated to the endowment fund. This is typically adding to existing positions to keep the same asset allocation. Transactions are discussed prior and voted upon by the 5 person committee with a majority of 3 people needed to make a buy or sell decision. Only the officers, chairman, treasurer, or secretary/operations may place the trade at Charles Schwab or direct money movement only to All Saints Greek Orthodox Church upon request of the All Saints Parish Council. Only dividends and interest are available for disbursement.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Lee Lamson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2024 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E. Wacker Drive 5th Fl, Chicago, IL 60601RIA
CRD#: 281285
Chicago, IL
Current
August 15, 2019 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601BD
CRD#: 173962
CHICAGO, IL
Past
August 15, 2019 - December 14, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
CHICAGO, IL
Past
March 26, 2014 - August 9, 2019
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
ELMHURST, IL
Past
March 26, 2014 - August 9, 2019
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
ELMHURST, IL
Past
August 19, 2011 - March 13, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLARENDON HILLS, IL
Past
May 3, 2011 - March 13, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLARENDON HILLS, IL
Past
July 13, 2000 - June 8, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 1, 1998 - June 9, 2000
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
August 6, 1996 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
July 18, 1995 - July 26, 1996
NATCITY INSURANCE SERVICES, INC.
BD
CRD#: 16989
CLEVELAND, OH
Past
April 3, 1995 - July 22, 1995
WESTERN FEDERAL GROUP
BD
CRD#: 20456
SCOTTSDALE, AZ
Past
March 2, 1995 - April 3, 1995
PROVALUE INVESTMENTS, INC.
BD
CRD#: 27177
Past
April 1, 1992 - March 31, 1995
HAMILTON INVESTMENTS, INC.
BD
CRD#: 821
Past
April 11, 1990 - May 1, 1992
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
November 21, 1989 - February 6, 1990
ROSE SECURITIES CORPORATION
BD
CRD#: 20573
Past
February 23, 1988 - November 18, 1989
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2022)
RR
Alaska(1/10/2022)
RR
Arizona(10/27/2020)
RR
Arkansas(1/10/2022)
RR
California(10/27/2020)
RR
Colorado(1/10/2022)
RR
Connecticut(1/10/2022)
RR
Delaware(1/10/2022)
RR
District of Columbia(1/10/2022)
RR
Florida(10/27/2020)
RR
Georgia(1/10/2022)
RR
Hawaii(1/10/2022)
RR
Idaho(10/27/2020)
RR
Illinois(8/15/2019)
RR
Indiana(10/27/2020)
RR
Iowa(1/10/2022)
RR
Kansas(1/10/2022)
RR
Kentucky(1/10/2022)
RR
Louisiana(1/10/2022)
RR
Maine(10/28/2020)
RR
Maryland(10/27/2020)
RR
Massachusetts(10/27/2020)
RR
Michigan(10/27/2020)
RR
Minnesota(1/10/2022)
RR
Mississippi(1/10/2022)
RR
Missouri(1/10/2022)
RR
Montana(10/27/2020)
RR
Nebraska(10/27/2020)
RR
Nevada(10/27/2020)
RR
New Hampshire(10/27/2020)
RR
New Jersey(1/10/2022)
RR
New Mexico(1/10/2022)
RR
New York(10/27/2020)
RR
North Carolina(10/27/2020)
RR
North Dakota(1/10/2022)
RR
Ohio(10/28/2020)
RR
Oklahoma(1/10/2022)
RR
Oregon(1/10/2022)
RR
Pennsylvania(10/27/2020)
RR
Rhode Island(1/10/2022)
RR
South Carolina(10/27/2020)
RR
South Dakota(1/10/2022)
RR
Tennessee(1/10/2022)
IAR
Tennessee(5/10/2024)
RR
Texas(1/10/2022)
RR
Utah(1/10/2022)
RR
Vermont(1/10/2022)
RR
Virginia(1/10/2022)
RR
Washington(1/10/2022)
RR
West Virginia(1/10/2022)
RR
Wisconsin(1/10/2022)
RR
Wyoming(1/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
