AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A NOBLE CAPITAL MARKETS, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at NOBLE CAPITAL MARKETS, INC.

CRD#: 15768
BD

Looking for a Financial Advisor at NOBLE CAPITAL MARKETS, INC.?

We have compiled every financial advisor who works at NOBLE CAPITAL MARKETS, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NOBLE CAPITAL MARKETS, INC. is located at 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432 and was first established at Florida, Florida in 09/21/1984. After operating for 41 years, NOBLE CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NOBLE CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. NOBLE CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NOBLE CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 20 disclosures, 9 being regulatory events, 0 being client events, and 11 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NOBLE CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NOBLE CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for NOBLE CAPITAL MARKETS, INC. Comes From

Understanding the Statistics for NOBLE CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9
Arbitration
11

FIRM INFORMATION

Main Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Mailing Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Firm Size
Small
Phone Number
(561) 994-1191
Established
Florida since 09/21/1984
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at NOBLE CAPITAL MARKETS, INC.

NP

Nicolaas Petrus Pronk

Nico Petrus Pronk
IAR
RR
CRD#: 1726101
Location:
Westport, CT 06880
Company:
NOBLE CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
37 years
View Profile
DC

Dennie Andreas Ceelen

IAR
RR
CRD#: 4571084
CFP®: Certified Financial Planner
Location:
Boca Raton, FL 33432
Company:
NOBLE CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
23 years
View Profile
FP

Francisco Penafiel

IAR
RR
CRD#: 4598290
Location:
Boca Raton, FL 33432
Company:
NOBLE CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
23 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics