Francisco Penafiel
Professional summary
Francisco Penafiel is a registered financial advisor currently at NOBLE CAPITAL MANAGEMENT, INC. located in Boca Raton, Florida and NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Francisco has worked at 2 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 79, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francisco Penafiel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2009 - Present
NOBLE CAPITAL MANAGEMENT, INC.
Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432October 23, 2002 - Present
NOBLE CAPITAL MARKETS, INC.
Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2015)
(10/23/2002)
(10/27/2009)
(12/14/2015)
Exams
FINRA
Current Firm
NOBLE CAPITAL MANAGEMENT, INC.
CRD#: 112938 / SEC#: 801-57065
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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Company Information
NOBLE CAPITAL MANAGEMENT, INC.
CRD#: 112938Boca Raton, FL 33432TRUST BUT VERIFY
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