Dennie A. Ceelen

NOBLE CAPITAL MANAGEMENT

Boca Raton, FL 33432

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CRD#: 4571084

Professional summary

Dennie Andreas Ceelen, CFP® is a registered financial advisor currently at NOBLE CAPITAL MANAGEMENT, INC. located in Boca Raton, Florida and NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida.

Dennie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Dennie has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Assistant for IA Noble Capital Management. All clients have accounts with Noble Capital Markets B/D. Mr. Ceelen spends 40 hours a week in the Broker dealer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennie Andreas Ceelen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 20, 2019 - Present

NOBLE CAPITAL MANAGEMENT, INC.

Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

RIA

CRD#: 112938

Boca Raton, FL

Current

September 5, 2002 - Present

NOBLE CAPITAL MARKETS, INC.

Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

CRD#: 15768

Boca Raton, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2011)

Connecticut
(4/4/2023)

Florida
(9/5/2002)

IAR

Florida
(3/20/2019)

Massachusetts
(5/19/2003)

New Jersey
(2/22/2005)

New York
(4/30/2003)

Oklahoma
(6/22/2020)

Pennsylvania
(10/10/2005)

Texas
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NOBLE CAPITAL MANAGEMENT, INC.

CRD#: 112938 / SEC#: 801-57065

RIA

Registered Investment Advisory firm - (10/23/2013 Terminated)

Connecticut

Registered Investment Advisory firm - (5/27/2021 Approved)

Florida

Registered Investment Advisory firm - (10/28/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 994-1191

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennie A. Ceelen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennie Andreas Ceelen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLE CAPITAL MANAGEMENT, INC.

NOBLE CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2015

Series 63

Date: 10/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2002

Series 24

Date: 6/29/2015

FINRA

Current Firm

NOBLE CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOBLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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