Nicolaas P. Pronk

NOBLE CAPITAL MANAGEMENT

Westport, CT 06880

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CRD#: 1726101

Professional summary

Nicolaas Petrus Pronk, who also goes by Nico Petrus Pronk, is a registered financial advisor currently at NOBLE CAPITAL MANAGEMENT, INC. located in Westport, Connecticut and NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida.

Nicolaas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Nicolaas has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 53, Series 4 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nico Petrus Pronk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAROLINA VISION INVESTMENTS II, III, IV LLC REAL ESTATE INVESTMENTS MEMBER 131 STUTTS ROAD MOORESVILLE NC 28117/1 HOUR PER WEEK CHARLOTTE DEVELOPMENT PARTNERS, LLC REAL ESTATE INVESTMENTS MEMBER 150 EAST PALMETTO PARK ROAD, STE 110, BOCA RATON FL 33432/1 HOUR PER WEEK DUTCH AMERICAN PROPERTIES, LLC REAL ESTATE INVESTMENTS MEMBER 150 EAST PALMETTO PARK ROAD, STE 110, BOCA RATON FL 33432/1 HOUR PER WEEK NOBLE CAPITAL MANAGEMENT, INC.REGISTERED INVESTMENT ADVISOR PRESIDENT 150 EAST PALMETTO PARK ROAD, STE 110, BOCA RATON FL 33432/5 HOURS PER WEEK PRIVAIRA, SKY ONE AVIATION LLC, SKY ONE HOLDINGS LLC, 2711 CENTERVILLE ROAD STE 400 WILMINGTON DE 19808, INVESTOR/CHAIRMAN, APPROX 5 HOURS PER WEEK CHARTEREASY LLC, 5302 NW 21ST TERRACE FT LAUDERDALE FL 33309, DIRECTOR/MEMBER, NOT INVESTMENT RELATED 0 HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolaas Petrus Pronk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 1997 - Present

NOBLE CAPITAL MANAGEMENT, INC.

Office #1: 88 Post Road W, Westport, CT 06880Office #2: 951 Yamato Road Suite 210, Boca Raton, FL 33431

RIA

CRD#: 112938

Westport, CT

Current

February 1, 1988 - Present

NOBLE CAPITAL MARKETS, INC.

Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

CRD#: 15768

Boca Raton, FL

Past

April 19, 1989 - March 4, 1991

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/18/2007)

IAR

Connecticut
(5/27/2021)

Florida
(1/1/1992)

IAR

Florida
(5/3/1997)

New York
(1/16/1992)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/7/1994

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/2/1989

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/10/1988

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

NOBLE CAPITAL MANAGEMENT, INC.

CRD#: 112938 / SEC#: 801-57065

RIA

Registered Investment Advisory firm - (10/23/2013 Terminated)

Connecticut

Registered Investment Advisory firm - (5/27/2021 Approved)

Florida

Registered Investment Advisory firm - (10/28/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 994-1191

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicolaas P. Pronk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolaas Petrus Pronk's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLE CAPITAL MARKETS, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2001

Series 63

Date: 5/11/1988

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2018

Series 24

Date: 8/10/2018

Series 53

Date: 11/7/1994

Series 4

Date: 10/2/1989

Series 27

Date: 8/10/1988

FINRA

Current Firm

NOBLE CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOBLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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