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CRD#: 121395
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CRAIG-HALLUM CAPITAL GROUP LLC is located at 323 N Washington Ave Suite 300, Minneapolis, MN 55401 and was first established at Kansas City, Minnesota in 05/30/2002. After operating for 23 years, CRAIG-HALLUM CAPITAL GROUP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CRAIG-HALLUM CAPITAL GROUP LLC’s clients are individuals and 0% of their clients are high net worth individuals. CRAIG-HALLUM CAPITAL GROUP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CRAIG-HALLUM CAPITAL GROUP LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CRAIG-HALLUM CAPITAL GROUP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CRAIG-HALLUM CAPITAL GROUP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CRAIG-HALLUM CAPITAL GROUP LLC Comes From

Understanding the Statistics for CRAIG-HALLUM CAPITAL GROUP LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401
Mailing Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401
Firm Size
Small
Phone Number
(612) 334-6300
Established
Minnesota since 05/30/2002
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CRAIG-HALLUM HOLDINGS LLCSHAREHOLDER
DYER, STEVEN LEEDIR, CEO4341538
EMMEL, THOMAS EDMUNDDIR2728311
HARRIS, KEVIN PATRICKDIR, PRESIDENT724657
HARTFIEL, WILLIAM FREDERICKDIR2093426
JENSEN, CHRISTOPHER RCCO3219762
SONSTEGARD, JEANNIE LOUISECFO1643359
ZAVORAL, JAMES HENRY JRDIR2415854

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Advisor's working at CRAIG-HALLUM CAPITAL GROUP LLC

CJ

Christopher R Jensen

Chris R Jensen, Chris Ronald Jensen, Christopher Jensen
IAR
RR
CRD#: 3219762
Location:
Minneapolis, MN 55402
Company:
CRAIG-HALLUM ADVISORS LLC
Disclosures:
Experience:
24 years
View Profile
JK

Jace Frederick Kovash

Jace Kovash
RR
CRD#: 7974478
Location:
Minneapolis, MN 55401
Company:
CRAIG-HALLUM CAPITAL GROUP LLC
Disclosures:
Experience:
1 year
View Profile
KB

Kristi Lee Brandt

Kristi Lee Sandelin
RR
CRD#: 1590792
Location:
Minneapolis, MN 55401
Company:
CRAIG-HALLUM CAPITAL GROUP LLC
Disclosures:
Experience:
39 years
View Profile
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