Kevin P. Harris
Professional summary
Kevin Patrick Harris is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1981. Kevin has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2002 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401Office #2: 323 N Washington Ave Suite 300, Minneapolis, MN 55401May 26, 1998 - May 23, 2002
THINKEQUITY LLC
December 12, 1997 - April 30, 1998
MJK CLEARING, INC.
July 8, 1985 - December 9, 1997
COLLIERS SECURITIES LLC
February 23, 1981 - July 22, 1985
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2002)
(8/29/2002)
(8/27/2002)
(8/30/2002)
(8/28/2002)
(8/30/2002)
(8/26/2002)
(9/16/2002)
(9/3/2002)
(9/3/2002)
(8/26/2002)
(8/27/2002)
(9/3/2002)
(9/3/2002)
(6/17/2019)
(6/24/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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