Christopher R. Jensen

CRAIG-HALLUM ADVISORS LLC

Minneapolis, MN 55402

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CRD#: 3219762

Professional summary

Christopher R Jensen, who also goes by Chris R Jensen, Chris Ronald Jensen, Christopher Jensen, is a registered financial advisor currently at CRAIG-HALLUM ADVISORS LLC located in Minneapolis, Minnesota and CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris R Jensen | Chris Ronald Jensen | Christopher Jensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CCO of Craig-Hallum Advisors, LLC and affiliated investment advisor. IA Registration in State of NY. Approximately 15-20 hours a week dedicated to OBA. Duties are generally parallel to those of CCO of broker-dealer. President of Nokomis Partners, LLC. Purpose of business is to buy and sell collectibles, memorabilia and antiques. Approximately 10 hours a week dedicated to business, outside of normal securities trading hours. Starting in February, 2024, paid consultant to Gerson Lehman Group. Provides periodic expert interviews regarding basic industry progress and technology concerns for the Consolidated Audit Trail. GLG may present non-broker-dealer clients for paid discussions on related industry topics for which I may engage after conducting conflicts reviews. Only compensated for time during interviews. Time: Approximately 0-3 hours per month - non-business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher R Jensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

CRAIG-HALLUM ADVISORS LLC

Office #1: 222 South Ninth Street Suite 350, Minneapolis, MN 55402

RIA

CRD#: 326968

Minneapolis, MN

Current

February 24, 2020 - Present

CRAIG-HALLUM CAPITAL GROUP LLC

Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401

CRD#: 121395

MINNEAPOLIS, MN

Past

August 17, 2018 - February 26, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

August 17, 2018 - February 26, 2020

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506

Minneapolis, MN

Past

December 22, 2010 - July 30, 2018

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

July 28, 2008 - December 9, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

WOODBURY, MN

Past

April 3, 2001 - February 22, 2007

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(2/24/2020)

New York
(6/26/2023)

IAR

New York
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/15/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 2/22/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CRAIG-HALLUM ADVISORS LLC

CRD#: 326968 / SEC#:

New York

Registered Investment Advisory firm - (8/30/2023 Approved)

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Contact information

Main Address

250 Park Avenue 7th Floor, New York, NY, 10177

Mailing Address

Phone number

(212) 572-6200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher R. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher R Jensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRAIG-HALLUM CAPITAL GROUP LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

COLLIERS SECURITIES LLC

WOODBURY FINANCIAL SERVICES, INC.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2023

Series 63

Date: 9/19/2001

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 9/15/2011

Series 55

Date: 2/22/2003

Series 7

Date: 4/2/2001

Series 24

Date: 1/2/2023

FINRA

Nasdaq Stock Market

Current Firm

CRAIG-HALLUM ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

CRAIG-HALLUM ADVISORS LLC

TRUST BUT VERIFY

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