Steven L. Dyer
Professional summary
Steven Lee Dyer is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Lee Dyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2004 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401Office #2: 323 N Washington Ave Suite 300, Minneapolis, MN 55401February 6, 2001 - April 6, 2004
IDS LIFE INSURANCE COMPANY
February 6, 2001 - April 6, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2022)
(4/6/2004)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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