Peter Michael Williams
Professional Summary
Peter Michael Williams is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Orlando, Florida. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Current Firm
M HOLDINGS SECURITIES, INC.
Contact Information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209Mailing Address
P.o. Box 2207, Portland, OR 97208-2207Phone Number
(888) 520-6784Established
Oregon since 03/21/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
1,442SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
8,115AUM (Assets Under Management)
$3,206,330,654Disclosures
Regulatory Event
5Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2026 | Cover Page | Report |
| 09/10/2025 | Cover Page | Report |
| 11/13/2024 | Cover Page | Report |
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
(11/10/2016)
(5/29/2025)
(6/16/2016)
(6/14/2001)
(8/21/2026)
(11/1/2018)
(7/14/2026)
(9/25/2025)
(11/3/2015)
(4/15/2025)
(4/28/2026)
(11/30/2015)
(5/30/2025)
(11/14/2016)
(5/12/2020)
(1/14/2026)
(6/14/2001)
(8/6/2019)
(11/7/2024)
(4/15/2025)
(11/11/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Michael Williams's CRS (Customer Relationship Summary).
Similar Advisors
BELL ROCK CAPITAL, LLC
INTERACTIVE FINANCIAL ADVISORS
AURELIUS FAMILY OFFICE, LLC
CSENGE ADVISORY GROUP, LLC