Andreas Heinrich
LPL ENTERPRISE | Financial Advisor and CPCU®️, Prudential Advisors
Jacksonville, FL 32207
CRD#: 6937385
Professional summary
Andreas Heinrich is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Jacksonville, Florida.
Andreas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andreas has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Biography
I have been in financial services for 25 years and began my career with Prudential in 2018. I have held a variety of positions within the company, including Financial Planner, Financial Advisor, Financial Professional. I hold an AAS-Associate of Applied Science from Real Gymnasium Junior College Otto-Hahn Germany and a master's degree in business administration, Management and Operations from the University of Cologne, Germany. In the United States I attended The Institutes to attain the Chartered Property Casualty Underwriter (CPCU®) Designation. I serve on the Advisory Board of Equality Means Business, which is part of Equality Florida.
I specialize in helping business owners meet their personal financial planning needs. That includes managing personal risk through proper life, disability income insurance, long term care insurance, group healthcare insurance, home and auto coverage and selecting the right retirement plan. I can also help ensure the success and survival of a business through buy/sell agreements, key person insurance, split dollar insurance and executive benefit plans. I am passionate about collaborating with clients and serving as a trusted resource to help them navigate their financial challenges. I can help you develop a realistic financial plan tailored to your individual needs that will help you meet your goals now and well into the future. That can mean saving for retirement, investing for the future, creating a strategy to help protect your assets or funding a college education.
I have a particular interest in assisting Military Families and Veterans to give back to the ones who have sacrificed immeasurably. I live in Jacksonville, Florida. I am inseparable from my Rottweiler Grogu K. Heinrich, CGC ®. I am an expert shooter, enjoy skydiving and car racing (Nürburgring and Daytona).
I'm Most Proud Of: I think there is nothing more rewarding than getting to know people, understanding what is important to them, building a Financial Roadmap, and then watching them connect to what matters most.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Trust Services,
Tax Preparation,
Retirement Planning,
Estate Planning,
Business Planning,
Business Valuation and Exit Pl...
Individual Insurance (Life, He...
Individual Insurance ( Auto, C...
Individual Insurance (Life, He...
Business Insurance (Worker's C...
Disability, E&O, Key Person),
Financial Coaching
Business Retirement Benefits
Business Healthcare
Financial Wellness
Education for Business
Do you have an area of expertise or specialization?
Alternative Investments,
Budgeting,
Cash Flow Analysis,
College Planning,
Credit & Lending Needs,
Customized Portfolios,
Debt Management and Consolidat...
Divorce Planning,
Endowments and Charities,
Emergency Funds Management,
ESG (Environmental Social Gove...
Estate Planning,
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning,
Investment Management,
Philanthropic and Non-Profit,
Real Estate (LLP, REIT's, Priv...
Retirement Planning,
Risk Management and Insurance ...
Special Needs Families,
Small Business Planning,
Tax Planning and Preparation,
Trust and Estate Planning
How do you get paid?
Fee-Only,
Commission,
Retainer,
Hourly Charges,
Fixed Fee,
% of AUM
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/23/2025-United Healthcare-Broker/Agent-Non-Variable Insurance-Inv related-At Rocky Hill, CT-Start date 03/07/2023-16hrs/mth-8hrs/mth during trading 2) 10/23/2025-Prudential P&C Out-brokerage-Agent-Property and Casualty-Inv related-At Jacksonville, FL-Start date 09/01/2018-8hrs/mth-4hrs/mth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Andreas Heinrich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andreas Heinrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 701 San Marco Blvd Suite 7100, Jacksonville, FL 32207RIA
BD
CRD#: 8733
Jacksonville, FL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 701 San Marco Blvd Suite 7100, Jacksonville, FL 32207RIA
BD
CRD#: 8733
Jacksonville, FL
Past
February 1, 2023 - November 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Jacksonville, FL
Past
April 23, 2018 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Jacksonville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2024)
IAR
Florida(11/18/2024)
RR
Maryland(1/17/2025)
RR
Massachusetts(4/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
Financial Advisor and CPCU®️, Prudential AdvisorsCRD#: 8733Jacksonville, FL 32207TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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