Maria Renee Rogers
Professional Summary
Maria Renee Rogers, who also goes by Maria Renee Laski, Laski Maria Renee, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Portland, Oregon and M FINANCIAL SECURITIES MARKETING, INC. located in Portland, Oregon. Maria is registered as a RR (Registered Representative) and started their career in finance in 1994. Maria has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 99TO, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maria Renee Laski, Laski Maria Renee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
M FINANCIAL SECURITIES MARKETING, INC.
Contact Information
Main Address
1125 Nw Couch Street Suite 900, Portland, OR 97209Mailing Address
1125 Nw Couch Street Suite 900, Portland, OR 97209Phone Number
(888) 520-6784Established
Oregon since 06/20/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/24/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2001About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Maria Renee Rogers's CRS (Customer Relationship Summary).
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