Dominick Thomas Scianandre
Professional Summary
Dominick Thomas Scianandre is a registered financial advisor currently at HUDSON HERITAGE CAPITAL MANAGEMENT, INC. located in Croton-on-hudson, New York. Dominick is registered as a RR (Registered Representative) and started their career in finance in 1979. Dominick has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 27, Series 9, Series 14, Series 51, Series 24, Series 8 and F04 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
20 Baltic Place Suite 2 Suite 2, Croton-on-hudson, NY 10520Mailing Address
20 Baltic Place Suite 2, Croton-on-hudson, NY 10520Phone Number
(914) 271-8102Established
New York since 09/30/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
12SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
FINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
460AUM (Assets Under Management)
$128,660,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(6/29/1998)
(6/8/2010)
(7/9/1998)
(4/9/1998)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1987F04 — Financial Principal Examination
Passed Sep 1979SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dominick Thomas Scianandre's CRS (Customer Relationship Summary).
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