Frank Vincent Calimano
Professional Summary
Frank Vincent Calimano, who also goes by Frank V Calimano, is a registered financial advisor currently at BERKERY NOYES SECURITIES, LLC located in New York, New York. Frank is registered as a RR (Registered Representative) and started their career in finance in 1977. Frank has worked at 20 firms and has passed the Series 79TO, Series 7TO, Series 62, Series 99TO, SIE, Series 24, Series 9, Series 10, Series 27, Series 12 and Series 40...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank V Calimano
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Contact Information
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
BERKERY NOYES SECURITIES, LLC
Contact Information
Main Address
104 West 40th Street, Suite400, New York, NY 10018Mailing Address
104 West 40th Street, Suite 400, New York, NY 10018Phone Number
(212) 668-3355Established
New York since 08/03/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/7/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 12 — NYSE Branch Manager Examination
Passed Nov 1982Series 40 — Registered Principal Examination
Passed Jul 1977SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frank Vincent Calimano's CRS (Customer Relationship Summary).
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