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Martin David Magida

BERKERY NOYES SECURITIES
NEW YORK, NY
·CRD# 1172334·43 years experience

Professional Summary

Martin David Magida, who also goes by Martin D Magida, is a registered financial advisor currently at BERKERY NOYES SECURITIES, LLC located in New York, New York. Martin is registered as a RR (Registered Representative) and started their career in finance in 1983. Martin has worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 15, Series 5, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martin D Magida

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BERKERY NOYES SECURITIES, LLC·CRD# 155918
BD
1. 104 West 40th Street, Suite400, New York, NY 100182. 104 West 40th Street Suite 400, New York, NY 10018
March 7, 2018 - Present
CARTER CAPITAL CORPORATION·CRD# 23521
BD
Southport, CT
October 30, 2009 - January 17, 2017
BDO CAPITAL ADVISORS, LLC·CRD# 109679
BD
New York, NY
August 2, 2006 - June 25, 2009
DILLON CAPITAL, INC.·CRD# 102340
BD
Darien, CT
February 27, 2004 - July 25, 2006
INVESTEC INC.·CRD# 18553
BD
New York, NY
May 20, 2003 - November 13, 2003
INVESTEC INC.·CRD# 18553
BD
New York, NY
January 25, 2002 - April 28, 2003
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 3, 2000 - April 23, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 26, 1999 - November 3, 2000
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
June 6, 1996 - February 10, 1999
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
August 23, 1991 - June 4, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
May 20, 1988 - January 18, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
September 23, 1983 - June 6, 1988

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Current Firm

BN
BERKERY NOYES SECURITIES, LLC

BERKERY NOYES SECURITIES, LLC

CRD#: 155918 / SEC#: 8-68750
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

104 West 40th Street, Suite400, New York, NY 10018

Mailing Address

104 West 40th Street, Suite 400, New York, NY 10018

Phone Number

(212) 668-3355

Established

New York since 08/03/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (23 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BERKERY NOYES & CO., LLCPARENT COMPANY—
CALIMANO, FRANK VINCENTFINOP840807
MAGIDA, MARTIN DAVIDPRESIDENT AND CCO1172334

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/7/2018)
RR
Connecticut
(3/7/2018)
RR
Delaware
(3/7/2018)
RR
District of Columbia
(8/31/2020)
RR
Florida
(3/7/2018)
RR
Georgia
(4/3/2020)
RR
Illinois
(3/7/2018)
RR
Massachusetts
(3/7/2018)
RR
Missouri
(3/17/2020)
RR
Nebraska
(1/24/2019)
RR
New Jersey
(3/7/2018)
RR
New York
(3/7/2018)
RR
North Carolina
(2/21/2020)
RR
Ohio
(3/7/2018)
RR
Oregon
(3/7/2018)
RR
Pennsylvania
(3/7/2018)
RR
Texas
(3/7/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 15 — Foreign Currency Options Examination

Passed Jun 1984

Series 5 — Interest Rate Options Examination

Passed Sep 1983

Series 3 — National Commodity Futures Examination

Passed Aug 1983About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Martin David Magida's CRS (Customer Relationship Summary).

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MM
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