Steven T. Smith

HUMMEL WEALTH MANAGEMENT

ORRVILLE, OH 44667

CRD#: 8240894

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Professional summary

Steven Thomas Smith is a registered financial advisor currently at HUMMEL WEALTH MANAGEMENT, LLC located in Orrville, Ohio and THE O.N. EQUITY SALES COMPANY located in Orrville, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Steven has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Thomas Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2026 - Present

HUMMEL WEALTH MANAGEMENT, LLC

Office #1: 461 Wadsworth Rd, Orrville, OH 44667

RIA

CRD#: 143523

ORRVILLE, OH

Current

April 3, 2026 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 461 Wadsworth Rd, Orrville, OH 44667

CRD#: 2936

ORRVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(5/9/2026)

IAR

Ohio
(6/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/3/2026

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/11/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

HUMMEL GROUP | HUMMEL WEALTH MANAGEMENT, LLC

CRD#: 143523 / SEC#: 801-79892

RIA

Registered Investment Advisory firm - (6/22/2016 Terminated)

Michigan

Registered Investment Advisory firm - (9/24/2025 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4585 State Route 39, Berlin, OH 44610

Mailing Address

P.o. Box 250, Berlin, OH 44610

Phone number

(330) 893-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven T. Smith

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Thomas Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUMMEL WEALTH MANAGEMENT, LLC

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2026

Series 63

Date: 7/16/2025

Series 7TO

Date: 4/3/2026

SIE

Date: 9/11/2025

FINRA

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

HUMMEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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