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FIRM PROFILE
Overview
THE O.N. EQUITY SALES COMPANY is located at One Financial Way, Cincinnati, OH 45242 and was first established at Chicago, Ohio in 08/22/1968. After operating for 58 years, THE O.N. EQUITY SALES COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE O.N. EQUITY SALES COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. THE O.N. EQUITY SALES COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE O.N. EQUITY SALES COMPANY are registered to handle securities or provide financial advice. The firm has 9 disclosures, 7 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE O.N. EQUITY SALES COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE O.N. EQUITY SALES COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THE O.N. EQUITY SALES COMPANY Comes From
Understanding the Statistics for THE O.N. EQUITY SALES COMPANY and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Financial Way, Cincinnati, OH 45242
P.o. Box 371, Cincinnati, OH 45201-0371
Medium
(513) 794-6794
Ohio since 08/22/1968
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at THE O.N. EQUITY SALES COMPANY
Phillip Matthew Edwards
Samuel Killgore Ross
Deepak Nervanda Appaya
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