Nelson J. Secretario
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nelson Jacinto Secretario was a registered financial professional .
Nelson is a previously registered financial professional and started their career in finance in 1972. Nelson had worked at 18 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2022 - March 31, 2025
REDWOOD PRIVATE WEALTH
September 19, 2022 - September 20, 2022
REDWOOD PRIVATE WEALTH
August 10, 2022 - September 15, 2022
IMPACT PARTNERSHIP WEALTH, LLC
June 30, 2021 - June 1, 2022
WEALTH WATCH ADVISORS, INC
December 26, 2018 - November 2, 2020
FOUNDATIONS INVESTMENT ADVISORS LLC
October 23, 2018 - October 23, 2018
FOUNDATIONS INVESTMENT ADVISORS LLC
June 27, 2014 - October 22, 2018
BROOKSTONE WEALTH ADVISORS, LLC
July 24, 2013 - December 31, 2014
SENIOR WEALTH ADVISORY, LLC
June 14, 2011 - April 8, 2013
AMERICAN ELITE RETIREMENT
July 14, 2005 - July 6, 2006
USALLIANZ SECURITIES, INC.
May 13, 2003 - July 18, 2005
WORLD GROUP SECURITIES, INC.
June 9, 1999 - December 31, 2001
USALLIANZ SECURITIES, INC.
January 24, 1995 - November 3, 1998
JOHN HANCOCK DISTRIBUTORS LLC
September 8, 1989 - December 18, 1993
ARAGON FINANCIAL SERVICES, INC.
April 10, 1989 - August 18, 1989
SOARES FINANCIAL GROUP, INC.
September 16, 1986 - December 31, 1988
TITAN/VALUE EQUITIES GROUP, INC.
April 9, 1984 - September 10, 1986
JOHN HANCOCK DISTRIBUTORS LLC
May 9, 1979 - June 20, 1983
WESCO SECURITIES, INC.
May 1, 1979 - May 9, 1979
USLIFE EQUITY SALES CORP.
March 11, 1974 - May 1, 1979
LINCOLN EQUITIES CORPORATION
March 13, 1972 - February 24, 1974
INDUSTRY SAVINGS PLANS, INC.
February 3, 1972 - May 6, 1972
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/31/1972
Registered Representative ExaminationCurrent Firm
REDWOOD PRIVATE WEALTH
CRD#: 312942 / SEC#: 801-120723
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 267,560,801 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
