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DJ

Dixon Mcbride Johnson

VANGUARD MARKETING
MALVERN, PA
·CRD# 8166320·1 year experience

Professional Summary

Dixon Mcbride Johnson, who also goes by Dixon Johnson, is a registered financial advisor currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania. Dixon is registered as a RR (Registered Representative) and started their career in finance in 2026. Dixon has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dixon Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

VANGUARD MARKETING CORPORATION·CRD# 7452
BD
100 Vanguard Blvd, Malvern, PA 19355
August 11, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Salt Lake City, UT
February 3, 2026 - June 18, 2026

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Current Firm

VM
VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone Number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY—
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRESTOWSKI, AMBER LYNNDIRECTOR, VICE PRESIDENT5389204
COSBY, MARY CAROLINEDIRECTOR, VICE PRESIDENT7114773
KADJESKI, ANDREW MICHAELPRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
ROTENBERG, JOANNA MICHELLEDIRECTOR, SENIOR VICE PRESIDENT7559067
SCHADL, JOHN EDWARDDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL6931790
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530
VALENTE, LAUREN MARIEDIRECTOR, SENIOR VICE PRESIDENT6119944

Disclosures

Regulatory Event

52

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/11/2026)
RR
Alaska
(8/11/2026)
RR
Arizona
(8/11/2026)
RR
Arkansas
(8/11/2026)
RR
California
(8/11/2026)
RR
Colorado
(8/11/2026)
RR
Connecticut
(8/11/2026)
RR
Delaware
(8/11/2026)
RR
District of Columbia
(8/11/2026)
RR
Florida
(8/11/2026)
RR
Georgia
(8/11/2026)
RR
Hawaii
(8/11/2026)
RR
Idaho
(8/11/2026)
RR
Illinois
(8/11/2026)
RR
Indiana
(8/11/2026)
RR
Iowa
(8/11/2026)
RR
Kansas
(8/11/2026)
RR
Kentucky
(8/11/2026)
RR
Louisiana
(8/11/2026)
RR
Maine
(8/11/2026)
RR
Maryland
(8/11/2026)
RR
Massachusetts
(8/11/2026)
RR
Michigan
(8/11/2026)
RR
Minnesota
(8/11/2026)
RR
Mississippi
(8/11/2026)
RR
Missouri
(8/11/2026)
RR
Montana
(8/11/2026)
RR
Nebraska
(8/11/2026)
RR
Nevada
(8/11/2026)
RR
New Hampshire
(8/11/2026)
RR
New Jersey
(8/11/2026)
RR
New Mexico
(8/11/2026)
RR
New York
(8/11/2026)
RR
North Carolina
(8/11/2026)
RR
North Dakota
(8/11/2026)
RR
Ohio
(8/12/2026)
RR
Oklahoma
(8/11/2026)
RR
Oregon
(8/11/2026)
RR
Pennsylvania
(8/11/2026)
RR
Puerto Rico
(8/11/2026)
RR
Rhode Island
(8/11/2026)
RR
South Carolina
(8/11/2026)
RR
South Dakota
(8/11/2026)
RR
Tennessee
(8/11/2026)
RR
Texas
(8/11/2026)
RR
Utah
(8/11/2026)
RR
Vermont
(8/11/2026)
RR
Virgin Islands
(8/11/2026)
RR
Virginia
(8/11/2026)
RR
Washington
(8/11/2026)
RR
West Virginia
(8/11/2026)
RR
Wisconsin
(8/11/2026)
RR
Wyoming
(8/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dixon Mcbride Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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