Marc Christopher Stewart
Professional Summary
Marc Christopher Stewart, who also goes by Marc C Stewart, Marc Stewart, is a registered financial advisor currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona. Marc is registered as a RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 4 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc C Stewart, Marc Stewart
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
Contact Information
Main Address
100 Vanguard Blvd, Malvern, PA 19355Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882Phone Number
(610) 669-1000Established
Pennsylvania since 04/21/1977Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | — |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRESTOWSKI, AMBER LYNN | DIRECTOR, VICE PRESIDENT | 5389204 |
| COSBY, MARY CAROLINE | DIRECTOR, VICE PRESIDENT | 7114773 |
| KADJESKI, ANDREW MICHAEL | PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| ROTENBERG, JOANNA MICHELLE | DIRECTOR, SENIOR VICE PRESIDENT | 7559067 |
| SCHADL, JOHN EDWARD | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 6931790 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
| VALENTE, LAUREN MARIE | DIRECTOR, SENIOR VICE PRESIDENT | 6119944 |
Disclosures
Regulatory Event
52Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Marc Christopher Stewart's CRS (Customer Relationship Summary).
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