RN
Randolph M. Nash
CAPITAL INVESTMENT ADVISORY SERVICES
CHARLOTTE, NC 28226
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CRD#: 811156
RN
Professional summary
Randolph Mccraven Nash, who also goes by Randy Nash, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Charlotte, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Charlotte, North Carolina.
Randolph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Randolph has worked at 7 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 52, Series 1, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Nash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE, AGENT. 5950 FAIRVIEW RD, STE 500, CHARLOTTE, NC 28210. SERVICE AGENT OR AGENT OF RECORD ON NON-VARIABLE INSURANCE POLICIES. STARTED 9/2018. NOT INVESTMENT RELATED.
2. STEELE CREEK CAPITAL, LLC. OWNER. 5950 FAIRVIEW RD, STE 500, CHARLOTTE, NC 28210. FORMED IN OCTOBER 2010 FOR THE PURPOSE OF SEPARATING BUSINESS EXPENSES AND PERSONAL EXPENSES. NOT MARKETED TO THE PUBLIC OR DBA NAME.
CRS (Client Relationship Summary) - RIA
Click below to view Randolph Mccraven Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2013 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 7804 Fairview Rd Ste C220, Charlotte, NC 28226RIA
CRD#: 149124
CHARLOTTE, NC
Current
August 31, 2001 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 7804 Fairview Road Suite C220, Charlotte, NC 28226BD
CRD#: 14752
CHARLOTTE, NC
Past
June 1, 2006 - December 31, 2012
CIC ADVISERS, LLC
RIA
CRD#: 130735
CHARLOTTE, NC
Past
February 12, 2001 - September 17, 2001
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
November 9, 1979 - February 16, 2001
MARION BASS SECURITIES CORPORATION
BD
CRD#: 7961
CHARLOTTE, NC
Past
August 15, 1975 - March 9, 1978
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
August 15, 1975 - March 9, 1978
OSAIC FA, INC.
BD
CRD#: 3978
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/26/2006)
RR
Georgia(8/31/2001)
RR
Mississippi(9/13/2019)
RR
North Carolina(8/31/2001)
IAR
North Carolina(1/2/2013)
RR
South Carolina(8/31/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/11/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Charlotte, NC 28226TRUST BUT VERIFY
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Contact information
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