Andrew M. Digirolamo
PFS INVESTMENTS | Independent Financial Professional
Charlotte, NC 28217
CRD#: 7466693
Professional summary
Andrew Michael Pasquale Digirolamo, who also goes by Andrew Digirolamo, is a registered financial professional currently at PFS INVESTMENTS INC. located in Charlotte, North Carolina.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Biography
Thank you for taking the time to visit my profile.
My first jobs were also my first experiences in Business nearly 20 years ago; spending days at my Father's Dealerships, Repair Shops, and Gas Stations, as well the Contracting Businesses of family friends, among others.
I'm grateful for the experience from each job and each person throughout my past working career. My interest has always been in leadership, business, and finance — influencing where I am today. There is much I look forward to accomplishing with our Team in the next 12-18 months. My ultimate goal is to inspire others the way many have inspired me.
I am building an independent practice in the Financial Services and Investment industry alongside our local agency in Charlotte, North Carolina. Listed on the NYSE and a Fortune 1000 Company, our organization was created by teachers and educators in 1977, with the intention of bringing Wall Street to Main Street — providing education, resources, and services to individuals, families, and businesses.
We are growing our agency here in the Carolinas and expanding our business throughout the United States. I am excited to connect with individuals, business owners, and entrepreneurs alike!
Question & Answer
What makes you the best choice for clients?
Each of us have unique circumstances. Financial literacy is a core component we advocate to clients—before implementing strategies. Let's aim to understand where you are financially, where you aim to be, and create paths toward your financial future!
What are your service offerings?
Retirement Planning
Investment Strategies
Business Services
Financial Planning
Insurance
Do you have an area of expertise or specialization?
401(k) Rollover and Roth IRA
Saving for Retirement
Education on Budgeting, Saving...
Which demographics do you typically serve?
The Silent Generation
Baby Boomers (60-78)
Gen X (44-59)
Gen Y (28-43)
Gen Z (under 28)
Are you a "fiduciary"?
No
Personal quote
“Creating Wealth for Main Street America”
Aliases
Andrew Digirolamo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Pasquale Digirolamo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2022 - Present
PFS INVESTMENTS INC.
Office #1: 1338 Hundred Oaks Dr Ste Aa-1, Charlotte, NC 28217RIA
BD
CRD#: 10111
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/21/2022)
RR
New York(1/21/2022)
RR
North Carolina(1/19/2022)
RR
South Carolina(1/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/31/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Contact information
Main Address
1 Primerica Parkway, Duluth, GA 30099-0001
Mailing Address
1 Primerica Parkway, Duluth, GA 30099-0001
Phone number
(770) 381-1000
Established
Georgia since 07/07/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,762
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PFS INVESTMENTS INC.
Independent Financial ProfessionalCRD#: 10111Charlotte, NC 28217TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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