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KB

Kenneth M. Bloore

CIM SECURITIES
PALMER, AK 99645
Some features on this profile are disabled
CRD#: 7944026
KB

Professional summary

Kenneth Michael Bloore is a registered financial professional currently at CIM SECURITIES, LLC located in Palmer, Alaska.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2024. Kenneth has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Michael Bloore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2024 - Present

CIM SECURITIES, LLC

Office #1: Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645
BD
CRD#: 120852
PALMER, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/1/2024)
RR
Illinois
(8/1/2024)
RR
New York
(8/1/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/31/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/16/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 6/17/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CIM SECURITIES, LLC
CIM SECURITIES, LLC

CRD#: 120852 / SEC#: , 8-65351

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645
Mailing Address
Po Box 810, Willow, AK 99688
Phone number
(732) 966-9244
Established
Colorado since 03/21/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHOICE INVESTMENT MANAGEMENT LLCSHAREHOLDER
CONTE, ULDERICOREGISTERED PRINCIPAL2163160
EMERSON, BRYAN TILLERCEO, CCO, FINOP4155238

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIM SECURITIES, LLC

CRD#: 120852Palmer, AK 99645

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