Kent M. Batley

BATLEY & ASSOCIATES

Estacada, OR

CRD#: 1122460

Professional summary

Kent Michael Batley, CFP® is a registered financial advisor currently at BATLEY & ASSOCIATES located in Estacada, Oregon.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kent has worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LENZ FINANCIAL GROUP - INSURANCE AGENCY 5550 SW MACADAM #120 PORTLAND, OR 97239 INSURANCE AND FIXED ANNUITIES AGENT 1-2 HRS/MONTH OR WHEN A CLIENT HAS AN INTEREST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Michael Batley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

December 16, 2010 - Present

BATLEY & ASSOCIATES

RIA

CRD#: 155458

Estacada, OR

Past

January 4, 2000 - December 31, 2006

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

April 15, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

April 15, 1983 - January 7, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 15, 1983 - January 7, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(12/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/20/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/12/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BATLEY & ASSOCIATES

BATLEY & ASSOCIATES | BATLEY, KENT MICHAEL

CRD#: 155458 / SEC#:

Oregon

Registered Investment Advisory firm - (12/16/2010 Approved)

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Contact information

Main Address

Estacada, OR

Mailing Address

Phone number

(503) 351-7024

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 13,265,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kent M. Batley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Michael Batley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BATLEY & ASSOCIATES

MILESTONE FINANCIAL SERVICES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/1985

Series 7

Date: 12/14/1985

Series 22

Date: 3/12/1984

Series 6

Date: 4/14/1983

Current Firm

BATLEY & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BATLEY & ASSOCIATES

TRUST BUT VERIFY

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