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Bryan Tiller Emerson

CIM SECURITIES
Palmer, AK
·CRD# 4155238·27 years experience

Professional Summary

Bryan Tiller Emerson is a registered financial advisor currently at CIM SECURITIES, LLC located in Palmer, Alaska. Bryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Bryan has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CIM SECURITIES, LLC·CRD# 120852
BD
1. Palmer, AK2. São Paulo
January 16, 2024 - Present
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
January 5, 2021 - December 31, 2023
SEQUENCE FINANCIAL SPECIALISTS LLC·CRD# 132915
BD
Houston, TX
October 22, 2013 - December 31, 2019
STARLIGHT FUNDING INVESTMENTS, LLC·CRD# 103957
BD
Houston, TX
October 30, 2000 - July 26, 2013

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Current Firm

CS
CIM SECURITIES, LLC

CIM SECURITIES, LLC

CRD#: 120852 / SEC#: 8-65351
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645

Mailing Address

Po Box 810, Willow, AK 99688

Phone Number

(732) 966-9244

Established

Colorado since 03/21/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHOICE INVESTMENT MANAGEMENT LLCSHAREHOLDER—
EMERSON, BRYAN TILLERCEO, CCO, FINOP4155238

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(1/16/2024)
RR
Hawaii
(5/14/2024)
RR
Oregon
(5/23/2024)
RR
Pennsylvania
(8/5/2026)
RR
Texas
(5/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2009About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2004About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bryan Tiller Emerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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