KK
Kevin J. Kubicek
CETERA INVESTMENT ADVISERS LLC
SOUTHEASTERN, PA 19399
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CRD#: 7879578
KK
Professional summary
Kevin James Kubicek, who also goes by Kevin J Kubicek, Kevin Kubicek, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Southeastern, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Kevin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin J Kubicek | Kevin Kubicek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ANTHONY KUBICEK, CPA PC POSITION: Accountant NATURE: I am employed by Anthony Kubicek CPA PC which is a public accounting practice. Clients range from individuals to medium sized companies. We offer tax preparation, tax planning, and auditing. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2014 ADDRESS: 1000 W. Valley Road, P.O. Box 966, Southeastern PA 19406, United States DESCRIPTION: My primarily responsibilities include tax return preparation, drafting of financial statements and associated footnotes, analysis of clients financial position and assisting in the completion of audits and reviews. 2) KUBICEK FINANCIAL SERVICES LLC POSITION: Owner NATURE: I provide advisory and wealth management services under a fee based compensation structure. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/24/2024 ADDRESS: 579 Coldstream Dr., Berwyn PA 19312, United States DESCRIPTION: Duties include: marketing, client relationship management, administrative tasks, advisory advice, and conception/implementation of the firm's overall business plan.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James Kubicek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1000 W Valley Road, Southeastern, PA 19399RIA
CRD#: 105644
SOUTHEASTERN, PA
Past
April 26, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Southeastern, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
