Yezi Chen
Professional summary
Yezi Chen, who also goes by Fiona Chen, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.
Yezi is registered as a RR (Registered Representative) and started their career in finance in 2025. Yezi has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yezi Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2025 - Present
LIME TRADING CORP
Office #1: 450 7th Ave 31st Floor, New York, NY 10123April 2, 2025 - September 26, 2025
CICC US SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2025)
Exams
Series 7TO
Date: 4/2/2025
General Securities Representative ExaminationFINRA
Current Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
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