Monique Victoria Romero
Professional Summary
Monique Victoria Romero, who also goes by Monique Romero, is a registered financial advisor currently at MUNDIAL FINANCIAL GROUP, LLC located in New York, New York and CAPITAL DYNAMICS BROKER DEALER LLC located in New York, New York. Monique is registered as a RR (Registered Representative) and started their career in finance in 2016. Monique has worked at 39 firms and has passed the Series 99TO, Series 7TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Monique Romero
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
J. STREICHER & CO. | J. STREICHER & CO. L.L.C.
Contact Information
Main Address
200 Vesey Street 24th Floor, New York, NY 10281Mailing Address
200 Vesey Street 24th Floor, New York, NY 10281Phone Number
(212) 306-6202Established
New York since 01/01/1910Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 7TO — General Securities Representative Examination
Passed Dec 2021About the Series 7TO examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Monique Victoria Romero's CRS (Customer Relationship Summary).
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