Scott E Lebowitz
Professional Summary
Scott E Lebowitz, who also goes by Scott Eric Lebowitz, is a registered financial advisor currently at LIME TRADING CORP located in New York, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 16 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 24, Series 10 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Eric Lebowitz
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Contact Information
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.
Contact Information
Main Address
450 7th Ave 31st Floor, New York, NY 10123Mailing Address
450 7th Ave 31st Floor, New York, NY 10123Phone Number
(646) 558-3232Established
Delaware since 06/22/1981Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/18/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Feb 2011About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2010Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2008About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2008About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott E Lebowitz's CRS (Customer Relationship Summary).
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