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Nitish Raj Nmn Bahadoor

PICTET OVERSEAS
MONTREAL, QC,
·CRD# 7779149·3 years experience

Professional Summary

Nitish Raj Nmn Bahadoor is a registered financial advisor currently at PICTET OVERSEAS INC.. Nitish Raj is registered as a RR (Registered Representative) and started their career in finance in 2024. Nitish Raj has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

PICTET OVERSEAS INC.·CRD# 36500
BD
1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5
January 22, 2024 - Present

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Current Firm

PO
PICTET OVERSEAS INC.

PICTET OVERSEAS INC.

CRD#: 36500 / SEC#: 8-47285
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5

Mailing Address

1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5

Phone Number

(514) 288-8161

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOPAFIN SADIRECT OWNER—
ARIAS, OMAR ALEXEIHEAD OF AGENCY TRADING5732508
BAHADOOR, NITISH RAJ NMNPRINCIPAL OPERATIONS OFFICER7779149
HAMID, ERIC JEAN-PAULCHIEF EXECUTIVE OFFICER (AMERICAS) & DIRECTOR5301753
LA SALA, GASPARE NMNDIRECTOR7275103
MATISOFF, KIMBERLY DORMANCHIEF COMPLIANCE OFFICER5982741
PETIT, GRÉGORY ANDRÉ ROGERDIRECTOR7275081
RUST, LAURENT MARCCHIEF FINANCIAL OFFICER, CHIEF OF STAFF, PRINCIPAL FINANCIAL OFFICER, CORPORATE SECRETARY, FIN-OP7854583

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2024About the Series 27 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nitish Raj Nmn Bahadoor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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