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Eric Jean-paul Hamid

PICTET OVERSEAS
MONTREAL, QC,
·CRD# 5301753·19 years experience

Professional Summary

Eric Jean-paul Hamid is a registered financial advisor currently at PICTET OVERSEAS INC.. Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

PICTET OVERSEAS INC.·CRD# 36500
BD
1. 1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W52. 1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B4W5
March 13, 2009 - Present
PICTET OVERSEAS INC.·CRD# 36500
BD
Montreal, Qc
March 19, 2007 - February 6, 2008

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Current Firm

PO
PICTET OVERSEAS INC.

PICTET OVERSEAS INC.

CRD#: 36500 / SEC#: 8-47285
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5

Mailing Address

1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5

Phone Number

(514) 288-8161

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOPAFIN SADIRECT OWNER—
ARIAS, OMAR ALEXEIHEAD OF AGENCY TRADING5732508
BAHADOOR, NITISH RAJ NMNPRINCIPAL OPERATIONS OFFICER7779149
HAMID, ERIC JEAN-PAULCHIEF EXECUTIVE OFFICER (AMERICAS) & DIRECTOR5301753
LA SALA, GASPARE NMNDIRECTOR7275103
MATISOFF, KIMBERLY DORMANCHIEF COMPLIANCE OFFICER5982741
PETIT, GRÉGORY ANDRÉ ROGERDIRECTOR7275081
RUST, LAURENT MARCCHIEF FINANCIAL OFFICER, CHIEF OF STAFF, PRINCIPAL FINANCIAL OFFICER, CORPORATE SECRETARY, FIN-OP7854583

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/16/2011)
RR
Alaska
(1/10/2011)
RR
Arizona
(1/19/2011)
RR
Arkansas
(3/8/2011)
RR
California
(1/12/2011)
RR
Colorado
(1/25/2011)
RR
Connecticut
(4/6/2011)
RR
Delaware
(1/13/2011)
RR
District of Columbia
(1/26/2011)
RR
Florida
(1/18/2011)
RR
Georgia
(1/4/2011)
RR
Hawaii
(2/11/2011)
RR
Idaho
(1/10/2011)
RR
Illinois
(11/23/2010)
RR
Indiana
(3/3/2011)
RR
Iowa
(1/10/2011)
RR
Kansas
(3/15/2011)
RR
Kentucky
(1/19/2011)
RR
Louisiana
(1/10/2011)
RR
Maine
(3/21/2011)
RR
Maryland
(1/13/2011)
RR
Massachusetts
(10/25/2010)
RR
Michigan
(1/14/2011)
RR
Minnesota
(1/10/2011)
RR
Mississippi
(1/13/2011)
RR
Missouri
(2/16/2011)
RR
Montana
(2/8/2011)
RR
Nebraska
(3/14/2011)
RR
Nevada
(1/11/2011)
RR
New Hampshire
(3/16/2011)
RR
New Jersey
(4/8/2011)
RR
New Mexico
(2/28/2011)
RR
New York
(3/13/2009)
RR
North Carolina
(1/10/2011)
RR
North Dakota
(3/21/2011)
RR
Ohio
(3/16/2011)
RR
Oklahoma
(1/26/2011)
RR
Oregon
(3/25/2011)
RR
Pennsylvania
(1/19/2011)
RR
Puerto Rico
(3/24/2011)
RR
Rhode Island
(1/14/2011)
RR
South Carolina
(1/31/2011)
RR
South Dakota
(1/11/2011)
RR
Tennessee
(5/18/2011)
RR
Texas
(3/13/2009)
RR
Utah
(1/11/2011)
RR
Vermont
(2/7/2011)
RR
Virgin Islands
(1/31/2011)
RR
Virginia
(1/25/2011)
RR
Washington
(1/3/2011)
RR
West Virginia
(1/21/2011)
RR
Wisconsin
(1/27/2011)
RR
Wyoming
(1/13/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2011About the Series 24 exam
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SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Jean-paul Hamid's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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