Kimberly Dorman Matisoff
Professional Summary
Kimberly Dorman Matisoff, who also goes by Kimberly Rose Dorman, Kimberly Dorman, Kim Dorman, Kim Matisoff, Kimberly D Matisoff, is a registered financial advisor currently at AREAM ADVISORS LLC located in San Francisco, California and TRETE CAPITAL MARKETS, LLC located in Coalville, Utah. Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2015. Kimberly has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kimberly Rose Dorman, Kimberly Dorman, Kim Dorman, Kim Matisoff, Kimberly D Matisoff
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
FON CORPORATE FINANCE LLC | FON FINANCIAL SERVICES LLC
Contact Information
Main Address
2000 Duke Street Suite 321, Arlington, VA 22314Mailing Address
2000 Duke Street Suite 321, Alexandria, VA 22314Phone Number
(202) 780-3820Established
Delaware since 11/18/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/30/2023)
(3/4/2024)
(8/6/2024)
(9/11/2024)
(8/8/2023)
(7/11/2024)
(6/20/2023)
(8/1/2023)
(6/23/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kimberly Dorman Matisoff's CRS (Customer Relationship Summary).
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