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Adriana Griselle Blanco Marquez

WINTERFLOOD SECURITIES US
NEW YORK, NY
·CRD# 7778003·3 years experience

Professional Summary

Adriana Griselle Blanco Marquez, who also goes by Adriana G Blanco, Adriana Blanco, is a registered financial advisor currently at WINTERFLOOD SECURITIES US CORPORATION located in New York, New York and INDEPENDENCE POINT SECURITIES LLC located in New York, New York. Adriana is registered as a RR (Registered Representative) and started their career in finance in 2023. Adriana has worked at 8 firms and has passed the Series 99TO, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adriana G Blanco, Adriana Blanco

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

WINTERFLOOD SECURITIES US CORPORATION·CRD# 299110
BD
140 East 45th 10th Floor, New York, NY, 10017
February 26, 2024 - Present
INDEPENDENCE POINT SECURITIES LLC·CRD# 318171
BD
39 Broadway Suite 2140, New York, NY 10006
July 8, 2024 - Present
AGILE TRADING TECHNOLOGIES, LLC·CRD# 306627
BD
2 Town Place Ste 210, Bryn Mawr, PA 19010
July 19, 2024 - Present
VESTWELL SECURITIES, LLC·CRD# 331531
BD
360 Madison Avenue 15th Floor, New York, NY, 10017
July 22, 2025 - Present
THE TIE CAPITAL LLC·CRD# 340762
BD
555 Madison Avenue, Floor 16, New York, NY 10022
July 9, 2026 - Present
WISE US ASSETS INC·CRD# 329919
BD
New York, NY
August 14, 2025 - July 15, 2026
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
January 9, 2024 - September 4, 2025
VELERITY GROUP, INC.·CRD# 42869
BD
Great Falls, VA
December 19, 2023 - May 1, 2025
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
July 28, 2023 - January 8, 2024

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Current Firm

TT
THE TIE CAPITAL LLC

THE TIE CAPITAL LLC

CRD#: 340762 / SEC#: 8-71484
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

555 Madison Avenue, Floor 16, New York, NY 10022

Mailing Address

555 Madison Avenue, Floor 16, New York, NY 10022

Phone Number

(561) 699-1398

Established

Delaware since 01/27/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE TIE INC.SOLE MEMBER—
BLANCO MARQUEZ, ADRIANA GRISELLECCO7778003
DEMARCO, JOSEPH ROBERTFINOP7980639
SARAGA, ANDREW BLAKECEO6661292

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2024About the Series 99TO exam

Series 14 — Compliance Officer Examination

Passed Jan 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Adriana Griselle Blanco Marquez's CRS (Customer Relationship Summary).

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