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Andrew Blake Saraga

KHELP FINANCIAL

DELRAY BEACH, FL

·CRD# 6661292·8 years experience

Professional Summary

Andrew Blake Saraga, who also goes by Andrew Saraga, Boomer Saraga, is a registered financial advisor currently at KHELP FINANCIAL LLC located in Delray Beach, Florida and THE TIE CAPITAL LLC located in New York, New York. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Saraga, Boomer Saraga

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

KHELP FINANCIAL LLC·CRD# 316301

RIA

1. 201 Ne 1st Avenue, Delray Beach, FL 334442. New York, NY

November 19, 2021 - Present

THE TIE CAPITAL LLC·CRD# 340762

BD

555 Madison Avenue Floor 16, New York, NY 10022

July 9, 2026 - Present

CAPITAL GAIN SECURITIES GROUP, LLC·CRD# 313187

BD

Atlanta, GA

May 18, 2023 - January 7, 2026

TRUIST SECURITIES, INC.·CRD# 6271

BD

New York, NY

August 6, 2018 - July 9, 2021

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Current Firm

KF

KHELP FINANCIAL LLC

KHELP FINANCIAL LLC

CRD#: 316301

California

Registered Investment Advisory firm - California (12/31/2023 Terminated)

Florida

Registered Investment Advisory firm - Florida (11/19/2021 Approved)

Georgia

Registered Investment Advisory firm - Georgia (12/31/2023 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (12/31/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - Massachusetts (12/31/2023 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (1/3/2024 Terminated)

New York

Registered Investment Advisory firm - New York (3/19/2022 Approved)

North Carolina

Registered Investment Advisory firm - North Carolina (12/31/2023 Terminated)

Ohio

Registered Investment Advisory firm - Ohio (12/31/2023 Terminated)

Texas

Registered Investment Advisory firm - Texas (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

201 Ne 1st Avenue, Delray Beach, FL 33444

Phone Number

(561) 699-1398

# of Employees

2

Documents

Latest Form ADV

0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Khelp Financial, LLC; investment related; 201 NE 1st Ave, Delray Beach, FL 33444; Cryptocurrency Advisory; Manager, Member, Advisor; March 1, 2022; 20hrs/month; 20 hrs/month during trading hours; Provide crypto investment advice and manage model crypto portfolios for individuals, households, and businesses. 2. The Tie(Holdco), The Tie Capital, Investment related, 555 Madison Ave. Floor 16, New York, NY 10022, Investment banking, Managing director, Managing and Founding Principal of The Tie Capital's Broker Dealer, Started 2/2/2026, 200 hours/month, 200 hours/month during securities trading hours, I will be the founding principal and Managing Director of the Tie's upcoming Broker Dealer, "The Tie Capital". I will be responsible for advising and executing private placement transactions for crypto-native blockchains and protocols.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/14/2026)

RR

Alaska
(7/13/2026)

RR

Arizona
(7/14/2026)

RR

Arkansas
(8/5/2026)

RR

California
(7/15/2026)

RR

Colorado
(7/30/2026)

RR

Delaware
(7/22/2026)

IAR

Florida
(11/19/2021)

RR

Georgia
(7/9/2026)

RR

Hawaii
(8/7/2026)

RR

Idaho
(7/9/2026)

RR

Illinois
(8/31/2026)

RR

Indiana
(8/13/2026)

RR

Iowa
(7/21/2026)

RR

Kansas
(7/10/2026)

RR

Kentucky
(7/13/2026)

RR

Louisiana
(7/24/2026)

RR

Maine
(7/13/2026)

RR

Maryland
(7/24/2026)

RR

Michigan
(7/9/2026)

RR

Mississippi
(8/4/2026)

RR

Montana
(8/12/2026)

RR

Nebraska
(7/10/2026)

RR

Nevada
(7/21/2026)

RR

New Jersey
(7/27/2026)

RR

New Mexico
(7/14/2026)

IAR

New York
(3/19/2022)

RR

New York
(7/9/2026)

RR

North Carolina
(7/30/2026)

RR

North Dakota
(7/10/2026)

RR

Ohio
(7/9/2026)

RR

Oklahoma
(7/13/2026)

RR

Oregon
(7/10/2026)

RR

Pennsylvania
(7/10/2026)

RR

Rhode Island
(7/13/2026)

RR

South Carolina
(7/28/2026)

RR

Tennessee
(8/14/2026)

RR

Texas
(9/18/2026)

RR

Utah
(7/30/2026)

RR

Vermont
(8/6/2026)

RR

Virgin Islands
(8/7/2026)

RR

Virginia
(8/26/2026)

RR

Washington
(7/20/2026)

RR

West Virginia
(7/22/2026)

RR

Wisconsin
(7/23/2026)

RR

Wyoming
(8/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2018About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2026About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2018About the Series 7 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2018About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Feb 2026About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Blake Saraga's CRS (Customer Relationship Summary).

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