Brian P. Jennings

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

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CRD#: 7722911

Professional summary

Brian Patrick Jennings, who also goes by Brian Jennings, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2023. Brian has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2025 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

September 11, 2025 - September 16, 2025

POTOMAC

RIA

CRD#: 105413

BETHESDA, MD

Past

April 16, 2024 - June 12, 2024

LINCOLN INVESTMENT

CRD#: 519

MARLTON, NJ

Past

July 7, 2023 - August 22, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/17/2025)

Arizona
(9/17/2025)

Arkansas
(9/17/2025)

California
(9/17/2025)

Colorado
(9/17/2025)

Hawaii
(9/17/2025)

Idaho
(9/17/2025)

Louisiana
(9/17/2025)

Montana
(9/17/2025)

Nevada
(9/17/2025)

New Mexico
(9/17/2025)

Oklahoma
(9/17/2025)

Oregon
(9/17/2025)

Texas
(9/17/2025)

Utah
(9/17/2025)

Washington
(9/17/2025)

Wyoming
(9/17/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/22/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian P. Jennings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Jennings's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXCHANGERIGHT SECURITIES, LLC

POTOMAC

LINCOLN INVESTMENT

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2025

Series 63

Date: 7/24/2023

Series 7TO

Date: 7/7/2023

SIE

Date: 5/22/2023

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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