Susana Kay Dryden
Professional Summary
Susana Kay Dryden, who also goes by Susana Kay Bruce, Susana Kay Dryden-sulahian, Susana Kay Sulahian, is a registered financial advisor currently at LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California and EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California. Susana is registered as a RR (Registered Representative) and started their career in finance in 2011. Susana has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susana Kay Bruce, Susana Kay Dryden-Sulahian, Susana Kay Sulahian
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
EXCHANGERIGHT SECURITIES, LLC
Contact Information
Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Phone Number
(626) 564-1031Established
California since 01/06/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/24/2025)
(7/3/2014)
(9/25/2017)
(3/24/2025)
(3/24/2025)
(3/24/2025)
(3/24/2025)
(3/24/2025)
(3/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susana Kay Dryden's CRS (Customer Relationship Summary).
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