ST
Steven Lee Thornton
THE SPARTAN GROUP
PASADENA, CA
·CRD# 4496384·27 years experienceProfessional Summary
Steven Lee Thornton, who also goes by Steve Lee Thornton, is a registered financial advisor currently at THE SPARTAN GROUP located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Pasadena, California. Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 105 firms and has passed the Series 57TO, Series 99TO, Series 62, Series 79TO, SIE, Series 55, Series 14, Series 24 and Series...
At a Glance
Best-Interest Standard
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Lee Thornton
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
THE SPARTAN GROUP·CRD# 124430
1. 16 N. Marengo, Suite #307, Pasadena, CA 911012. 16 N. Marengo, Suite #307, Pasadena, CA 91101BD
GLOBALINK SECURITIES, INC.·CRD# 29721
3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107BD
SYNDICATED CAPITAL, INC.·CRD# 29037
135 S State College Blvd. Suite 200, Brea, CA 92822RIA
BD
INNOVATION CAPITAL, LLC·CRD# 133551
2255 Glades Road Suite 324a, Boca Raton, FL 33431BD
CENTERPOINT M&A ADVISORS, INC.·CRD# 139611
21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367BD
COMPAK SECURITIES, INC.·CRD# 125472
1. 1801 Dove Street, Newport Beach, CA 926602. 1801 Dove Street, Newport Beach, CA 92660BD
VALTUS CAPITAL GROUP, LLC·CRD# 145841
3452 E. Foothill Blvd., Suite 800, Pasadena, CA 91107BD
BDO CAPITAL ADVISORS, LLC·CRD# 109679
Two International Place 4th Floor, Boston, MA, 02110BD
WBB SECURITIES, LLC·CRD# 118440
20 Commerce Dr Ste 135, Cranford, NJ 07016RIA
BD
CENTERBOARD SECURITIES, LLC·CRD# 153900
9430 Research Blvd., Suite 120, Austin, TX 78759BD
MARKS BAUGHAN SECURITIES LLC·CRD# 132652
161 Washington St., Suite 1390, Conshohocken, PA 19428BD
AVENDUS CAPITAL, INC.·CRD# 150160
3452 E. Foothill, Blvd., Suite 800, Pasadena, CA 91107RIA
BD
LIGHTHOUSE CAPITAL GROUP, LLC·CRD# 169135
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106BD
DIRECT REALTY SECURITIES, INC.·CRD# 168435
5743 Corsa Avenue, Suite 215, Westlake Village, CA 91362BD
TCFG WEALTH MANAGEMENT, LLC·CRD# 164153
28202 Cabot Road Suite 305, Laguna Niguel, CA 92677BD
NEXTREND SECURITIES, INC.·CRD# 43710
P O Box 12108, Austin, TX 78711BD
MAINSPRING CAPITAL MANAGEMENT, LLC·CRD# 168756
Pasadena, CABD
APEXUS CAPITAL LLC·CRD# 281779
321 19th Street, Santa Monica, CA 90402-2409BD
EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106BD
PARITER SECURITIES, LLC·CRD# 127836
243 Carretera #2, Guaynabo, PR 00966BD
BREN VENTURES LLC·CRD# 139768
445 Park Avenue 9th Floor, New York, NY 10022BD
KAL CAPITAL MARKETS LLC·CRD# 291333
5354 East 2nd st Suite 201, Long Beach, CA 90803BD
TRINITY WEALTH SECURITIES, L.L.C.·CRD# 104348
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634BD
SHORELINEAMBROSE ADVISORS, LLC·CRD# 141046
6310 Greenwich Drive Suite 120, San Diego, CA 92037BD
PORTUM CAPITAL LLC·CRD# 300440
40 Wall St Suite 1702, New York, NY 10005BD
ANALYST HUB SECURITIES, LLC·CRD# 297665
2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746BD
CAPITALA SECURITIES, LLC·CRD# 304095
4201 Congress Street Suite 360c, Charlotte, NC 28209-4636BD
INCLINE ADVISORS·CRD# 293345
655 Tyner Way, Incline Village, NV 89451BD
TRANSITIONAL BROKER LLC·CRD# 304313
11650 S. State Street, Suite 200, Draper, UT 84020BD
FMI CAPITAL ADVISORS, INC.·CRD# 129262
44 Cook St Ste 900, Denver, CO 80206-5827BD
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC·CRD# 140139
2754 Brandt Drive South Suite 200, Fargo, ND 58104BD
ARCSTONE SECURITIES LLC·CRD# 306029
885 Third Avenue 21st Floor, New York, NY 11232BD
MIT ASSOCIATES, LLC·CRD# 121171
Tiburon, CABD
AUGMENT CAPITAL, LLC·CRD# 322519
1204 San Antonio Street Second Floor, Austin, TX 78701BD
TFA SECURITIES, INC.·CRD# 284982
201 Continental Blvd., Suite 110, El Segundo, CA 90245BD
EFCG TRANSACTION SERVICES LLC·CRD# 333770
Denver, COBD
WILDRIDGE SECURITIES·CRD# 335666
1100 Glendon Ave. 17th Floor, Los Angeles, CA, 90024BD
BELZBERG CAPITAL·CRD# 321600
680 5th Ave Floor 24, New York, NY 10019BD
EQUITY HILL CAPITAL, LLC·CRD# 338330
44 Four Winds Ln, New Canaan, CT 06840BD
SAVVY WEALTH MANAGEMENT LLC·CRD# 338136
41 East 11th St Floor 2, New York, NY 10003BD
LESKO SECURITIES INC.·CRD# 10091
Vestal, NYBD
AIA SECURITIES LLC·CRD# 323693
Irvine, CABD
DOMINARI SECURITIES LLC·CRD# 18975
Pasadena, CABD
FCA CAPITAL MARKETS LLC·CRD# 322688
Denver, COBD
KARBONE CAPITAL MARKETS, LLC·CRD# 150704
New York, NYBD
REVERE SECURITIES LLC·CRD# 14178
New York, NYBD
PACIFIC OAK CAPITAL MARKETS, LLC·CRD# 309350
Costa Mesa, CABD
ONPEAK CAPITAL LLC·CRD# 310173
Miami, FLBD
MCCAFFERTY & COMPANY, LLC·CRD# 147259
Los Angeles, CABD
LIBERTY ASSOCIATES, INC.·CRD# 15071
New York, NYBD
MCCAFFERTY & COMPANY, LLC·CRD# 147259
Los Angeles, CABD
COINSHARES CAPITAL LLC·CRD# 170506
New York, NYBD
STARTENGINE PRIMARY LLC·CRD# 291773
Burbank, CABD
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.·CRD# 147991
Los Angeles, CABD
PLUM CAPITAL, LLC·CRD# 289343
W. Bloomfield, MIBD
ELITE BROKERS, LLC·CRD# 284050
Long Beach, CABD
WINLO MANAGEMENT GROUP, LLC·CRD# 288383
Austin, TXBD
FIRST WILSHIRE SECURITIES, INC.·CRD# 6609
Pasadena, CABD
FORTUNE SECURITIES, INC.·CRD# 40821
Alhambra, CABD
MJ CAPITAL PARTNERS, LLC·CRD# 150938
Pasadena, CABD
CAPRO CAPITAL·CRD# 173686
Pasadena, CABD
BAY MUTUAL FINANCIAL, LLC·CRD# 130535
Santa Monica, CABD
COLLINS/BAY ISLAND SECURITIES, LLC·CRD# 106560
Pasadena, CABD
SHERIDAN CAPITAL SECURITIES, LLC·CRD# 157439
Irvine, CABD
BARDI CO. LLC·CRD# 166134
Los Angeles, CABD
ELMCORE SECURITIES LLC·CRD# 158922
Pasadena, CABD
SHOPOFF SECURITIES, INC.·CRD# 142866
Irvine, CABD
H2C SECURITIES INC.·CRD# 7169
San Diego, CABD
WILLIAM AND HENRY ASSOCIATES·CRD# 154566
Los Angeles, CABD
AUGEO ADVISORS, LLC·CRD# 154881
Los Angeles, CABD
CHINA ECAPITAL PARTNERS, LLC·CRD# 150251
Pasadena, CABD
BLUEPRINT CAPITAL MARKETS·CRD# 44323
Newark, NJBD
MDB CAPITAL·CRD# 42677
Addison, TXBD
HUB INTERNATIONAL INVESTMENT SERVICES INC.·CRD# 150252
Austin, TXBD
BANC OF MANHATTAN CAPITAL·CRD# 149880
Woodland Hills, CABD
DIMIRAK SECURITIES CORPORATION·CRD# 150181
Vista, CABD
SEIDMAN PRIVATE SECURITIES LLC·CRD# 125051
New York, NYBD
CM SECURITIES, LLC·CRD# 127136
Las Vegas, NVBD
BLACK ROSE EQUITY MANAGEMENT LLC·CRD# 147299
Portland, ORBD
CHANNEL POINT PARTNERS·CRD# 120283
Newport Beach, CABD
ACHILLES SECURITIES, LLC·CRD# 133542
New York, NYBD
GREEN STREET TRADING, LLC·CRD# 28937
Newport Beach, CABD
NEWPORT COAST SECURITIES, INC.·CRD# 16944
New York, NYBD
ZEALOUS CAPITAL MARKETS, LLC.·CRD# 136412
Tustin, CABD
TBN SECURITIES, INC.·CRD# 103773
Camarillo, CABD
BCC ADVISORY SERVICES, LLC·CRD# 143642
Newport Beach, CABD
ASHRAF CAPITAL CORP.·CRD# 42611
Pasadena, CABD
BRIDGEMARK CAPITAL, LP·CRD# 114243
Irvine, CABD
BMA SECURITIES, LLC·CRD# 108219
El Segundo, CABD
ARQUE CAPITAL, LTD.·CRD# 121192
Scottsdale, AZBD
ANTAEUS CAPITAL, INC.·CRD# 627
Los Angeles, CABD
SPRINGBOARD SECURITIES, INC.·CRD# 104458
Newport Beach, CABD
COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.·CRD# 140592
Los Angeles, CABD
BEDROCK SECURITIES, LLC·CRD# 133253
Newport Beach, CABD
SOUTH LAKE AVENUE SECURITIES CORPORATION·CRD# 137387
Pasadena, CABD
ADVISORS EDGE SECURITIES, LLC·CRD# 133840
Woodland Hills, CABD
MERGER & ACQUISITION CAPITAL SERVICES, LLC·CRD# 135113
New York, NYBD
SUTTER SECURITIES CLEARING, LLC·CRD# 134742
Irvine, CABD
ANTAEUS CAPITAL, INC.·CRD# 627
Los Angeles, CABD
NORTH GLOBAL SECURITIES, INC.·CRD# 132918
Newport Beach, CABD
SILVER PACIFIC ADVISORS, LLC·CRD# 125572
Las Vegas, NVBD
NEXA SECURITIES·CRD# 15621
Pasadena, CABD
SYNDICATED CAPITAL, INC.·CRD# 29037
Brea, CABD
CHANNEL POINT PARTNERS·CRD# 120283
Newport Beach, CABD
IMPERIAL CAPITAL, LLC·CRD# 43744
Los Angeles, CABD
AGA SECURITIES, LLC·CRD# 122781
Bainbridge Island, WABD
NEXA SECURITIES·CRD# 15621
Pasadena, CABD
CURTIS SECURITIES, LLC·CRD# 104153
Philadelphia, PABD
SPRINGBOARD SECURITIES, INC.·CRD# 104458
Newport Beach, CABD
HUNTINGTON SECURITIES, LLC·CRD# 116558
Los Angeles, CABD
WESTMOORE SECURITIES, INC.·CRD# 44948
Anahiem, CABD
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Current Firm
SW
SAVVY WEALTH MANAGEMENT LLCCRD#: 338136 / SEC#: 8-71422
SAVVY WEALTH MANAGEMENT LLC
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Contact Information
Main Address
41 East 11th St Floor 2, New York, NY 10003Mailing Address
41 East 11th St Floor 2, New York, NY 10003Phone Number
(833) 745-6789Established
Delaware since 07/24/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
RR
Florida(5/17/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 1999Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2002About the Series 28 examFINRA
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Lee Thornton's CRS (Customer Relationship Summary).
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