Albert E. Faber

DIWY FINANCIAL PLANNING

LOS ANGELES, CA 90025-7140

CRD#: 1464114

Professional summary

Albert Edward Faber III, CFP®, who also goes by Al Faber, Albert Edward Faber, is a registered financial advisor currently at DIWY FINANCIAL PLANNING located in Los Angeles, California.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Albert has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Budgeting

Retirement Income Management

Investment Planning

Insurance Planning

Debt Management

Estate Planning

Retirement Planning

Tax Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

Al Faber | Albert Edward Faber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Al Faber is currently employed as a Financial Planner and Business consultant with Allegiant Solutions LLC DBA Allegiant Divorce Solutions. This activity accounts for approximately 10% of their time. Al Faber is currently employed as a Financial Planner and Business consultant with Path Financial Inc, DBA Moneymap. This activity accounts for approximately 10% of their time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Edward Faber III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 28, 2025 - Present

DIWY FINANCIAL PLANNING

Office #1: 12100 Wilshire Blvd Ste 800, Los Angeles, CA 90025-7140

RIA

CRD#: 335615

LOS ANGELES, CA

Past

December 7, 2022 - July 15, 2025

WOODSON WEALTH MANAGEMENT

RIA

CRD#: 309313

Reseda, CA

Past

October 2, 2015 - August 14, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

TARZANA, CA

Past

October 2, 2015 - August 14, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

TARZANA, CA

Past

June 1, 2009 - September 25, 2015

MORGAN STANLEY

RIA

CRD#: 149777

PASADENA, CA

Past

June 1, 2009 - September 25, 2015

MORGAN STANLEY

CRD#: 149777

PASADENA, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PASADENA, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PASADENA, CA

Past

July 23, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WOODLAND HILLS, CA

Past

February 25, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WOODLAND HILLS, CA

Past

August 19, 2002 - January 30, 2003

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

May 20, 1994 - June 3, 1999

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

July 15, 1992 - October 9, 1992

SOUTH RICHMOND SECURITIES, INC.

CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/28/2025)

IAR

New York
(9/24/2025)

IAR

Oregon
(10/14/2025)

IAR

Texas
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 7/23/2005

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 7/11/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 3/12/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/18/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/3/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/3/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

DIWY FINANCIAL PLANNING

DIWY FINANCIAL PLANNING | DO-IT-WITH-YOU FINANCIAL PLANNING | DIWYFP | DIWY LLC

CRD#: 335615 / SEC#:

California

Registered Investment Advisory firm - (4/28/2025 Approved)

New York

Registered Investment Advisory firm - (9/24/2025 Approved)

Oregon

Registered Investment Advisory firm - (10/14/2025 Approved)

Texas

Registered Investment Advisory firm - (6/20/2025 Conditional Restricted)

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Contact information

Main Address

12100 Wilshire Blvd Ste 800, Los Angeles, CA 90025-7140

Mailing Address

Po Box 372408, Los Angeles, CA 91337-2408

Phone number

(818) 798-9565

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Albert E. Faber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Edward Faber III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODSON WEALTH MANAGEMENT

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WORLD GROUP SECURITIES, INC.

HSBC SECURITIES (USA) INC.

SOUTH RICHMOND SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2003

Series 63

Date: 8/7/2002

Series 7TO

Date: 12/3/2022

SIE

Date: 10/1/2018

Series 15

Date: 7/23/2005

Series 3

Date: 7/11/2005

Series 31

Date: 3/12/2003

Series 7

Date: 8/18/2002

Series 10

Date: 12/3/2022

Series 9

Date: 12/3/2022

Current Firm

DIWY FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

DIWY FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

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