DM
David K. Moorin
M&T SECURITIES
Radnor, PA 19087
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CRD#: 7705436
DM
Professional summary
David Kyle Moorin is a registered financial professional currently at M&T SECURITIES, INC. located in Radnor, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 2023. David has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Kyle Moorin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2023 - Present
M&T SECURITIES, INC.
Office #1: Investment Banking 150 North Radnor Chester Rd Suite E 200, Radnor, PA 19087BD
CRD#: 17358
Radnor, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/18/2025)
RR
Colorado(8/18/2025)
RR
Connecticut(8/18/2025)
RR
Delaware(8/18/2025)
RR
District of Columbia(8/18/2025)
RR
Florida(8/18/2025)
RR
Georgia(8/18/2025)
RR
Indiana(8/18/2025)
RR
Maine(8/18/2025)
RR
Maryland(8/18/2025)
RR
Massachusetts(8/18/2025)
RR
Nevada(8/18/2025)
RR
New Hampshire(8/18/2025)
RR
New Jersey(8/18/2025)
RR
New York(8/18/2025)
RR
North Carolina(8/18/2025)
RR
Ohio(8/20/2025)
RR
Pennsylvania(8/18/2025)
RR
Rhode Island(8/18/2025)
RR
Texas(8/18/2025)
RR
Vermont(8/18/2025)
RR
Virginia(8/18/2025)
RR
Washington(8/18/2025)
RR
West Virginia(8/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 7/10/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
M&T SECURITIES, INC.
M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1 Light Street Suite 2000, Buffalo, NY 14202
Mailing Address
1 Light Street, Baltimore, MD 21202
Phone number
(410) 244-4307
Established
New York since 11/13/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
901
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
