AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RJ

Rachel Menn Jennings

M&T SECURITIES
BALTIMORE, MD
·CRD# 3265541·25 years experience

Professional Summary

Rachel Menn Jennings, who also goes by Rachel Marie Jennings, Rachel Marie Menn, is a registered financial advisor currently at M&T SECURITIES, INC. located in Baltimore, Maryland. Rachel is registered as a RR (Registered Representative) and started their career in finance in 2001. Rachel has worked at 5 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rachel Marie Jennings, Rachel Marie Menn

Blog Corner

Similar Advisors

COLUMBIA, MD · CRD#
View profile
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Years of Experience

25 years in the financial services industry

Current & Past Employments

M&T SECURITIES, INC.·CRD# 17358
BD
Executive One Light Street 17th Floor, Baltimore, MD, 21202
October 18, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Alexandria, VA
October 19, 2016 - May 6, 2022
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Arlington, VA
March 6, 2012 - September 30, 2016
COMPASS POINT RESEARCH & TRADING, LLC·CRD# 126258
BD
Washington, DC
August 5, 2010 - February 7, 2012
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
January 26, 2001 - August 6, 2010

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Current Firm

MS
M&T SECURITIES, INC.

M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.

CRD#: 17358 / SEC#: 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1 Light Street Suite 2000, Buffalo, NY 14202

Mailing Address

1 Light Street, Baltimore, MD 21202

Phone Number

(410) 244-4307

Established

New York since 11/13/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

901

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
M&T BANK CORPORATIONSHAREHOLDER—
BRETT, MICHELLE THERESEDIRECTOR7965730
COLLINS, ATWOOD IIIDIRECTOR5634496
DETTMANN, BRIAN JOHNDIRECTOR4659106
GIORGIO, HUGH EVANSDIRECTOR7535939
HOGAN, PAUL JOSEPHDIRECTOR2849151
JENNINGS, RACHEL MENNDIRECTOR3265541
PETRUS, TANYA MARIEPRINCIPAL FINANCIAL OFFICER/FINOP4848556
REILLY, MICHAEL MACKAYDIRECTOR4575618
REMORENKO, ALEXSANDRAPRESIDENT5699601
REMORENKO, ALEXSANDRACHIEF COMPLIANCE OFFICER5699601

Disclosures

Regulatory Event

6

Arbitration

1

Bond

1

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/23/2024)
RR
Colorado
(1/23/2024)
RR
Connecticut
(1/23/2024)
RR
Delaware
(1/23/2024)
RR
District of Columbia
(1/23/2024)
RR
Florida
(1/23/2024)
RR
Georgia
(1/23/2024)
RR
Maine
(1/23/2024)
RR
Maryland
(10/18/2022)
RR
Massachusetts
(1/23/2024)
RR
Nevada
(1/23/2024)
RR
New Hampshire
(1/23/2024)
RR
New Jersey
(1/23/2024)
RR
New York
(1/23/2024)
RR
North Carolina
(1/23/2024)
RR
Ohio
(1/23/2024)
RR
Pennsylvania
(1/23/2024)
RR
Puerto Rico
(1/23/2024)
RR
Rhode Island
(1/23/2024)
RR
Texas
(1/23/2024)
RR
Vermont
(1/23/2024)
RR
Virginia
(1/23/2024)
RR
Washington
(1/23/2024)
RR
West Virginia
(1/23/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jun 2023About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Rachel Menn Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Gary Stuart Williams
Gary Stuart Williams

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Brian Scott Mckinney
Brian Scott Mckinney

WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD#
Thomas Andrew Arasz
Thomas Andrew Arasz

THE MARSHALL FINANCIAL GROUP LLC

HUNT VALLEY, MD · CRD#
Raylonte Marqui Roach
Raylonte Marqui Roach

T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD · CRD#
RJ
Follow Rachel
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required