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Mihir Kothari

N.A. INVEST
NEW YORK, NY
·CRD# 7701805·1 year experience

Professional Summary

Mihir Kothari is a registered financial advisor currently at N.A. INVESTCORP LLC located in New York, New York. Mihir is registered as a RR (Registered Representative) and started their career in finance in 2025. Mihir has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

N.A. INVESTCORP LLC·CRD# 134162
BD
1. 280 Park Avenue 39th Floor, New York, NY, 100172. 280 Park Avenue 39th Floor, New York, NY, 10017
June 23, 2025 - Present

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Current Firm

NI
N.A. INVESTCORP LLC

N.A. INVESTCORP LLC

CRD#: 134162 / SEC#: 8-66812
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

280 Park Avenue 39th Floor, New York, NY, 10017

Mailing Address

280 Park Avenue 39th Floor, New York, NY, 10017

Phone Number

(212) 599-4700

Established

Delaware since 11/23/2004

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVESTCORP INTERNATIONAL HOLDINGS, INC.SHAREHOLDER—
KOTHARI, MIHIRPRESIDENT AND CHIEF EXECUTIVE OFFICER7701805
MURPHY, BRIAN JOSEPHSECRETARY1720020
QASIMI, SAMICHIEF COMPLIANCE OFFICER5640450
SHEA, PATRICK OFARRELLHEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL838154

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/28/2025)
RR
California
(7/28/2025)
RR
Georgia
(7/28/2025)
RR
Illinois
(7/28/2025)
RR
New York
(7/28/2025)
RR
Ohio
(7/29/2025)
RR
Virginia
(7/28/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2025About the SIE exam

Series 24 — General Securities Principal Examination

Passed Dec 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mihir Kothari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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