Brian Joseph Murphy
Professional Summary
Brian Joseph Murphy is a registered financial advisor currently at N.A. INVESTCORP LLC located in New York, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 14, Series 30, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
N.A. INVESTCORP LLC
Contact Information
Main Address
280 Park Avenue 39th Floor, New York, NY, 10017Mailing Address
280 Park Avenue 39th Floor, New York, NY, 10017Phone Number
(212) 599-4700Established
Delaware since 11/23/2004Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/24/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Murphy's CRS (Customer Relationship Summary).
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