Thomas Michael Edwards
Professional Summary
Thomas Michael Edwards is a registered financial advisor currently at CITIC SECURITIES AMERICAS, LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2023. Thomas has worked at 1 firm and has passed the Series 16 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CITIC SECURITIES AMERICAS, LLC | CLSA AMERICAS, LLC
Contact Information
Main Address
1155 Avenue Of The Americas 17th Floor 17th Floor, New York, NY, 10036Mailing Address
1155 Avenue Of The Americas 17th Floor, New York, NY, 10036Phone Number
(212) 549-5097Established
Delaware since 08/15/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
61FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Edwards's CRS (Customer Relationship Summary).
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