William Charles Holub
Professional Summary
William Charles Holub, who also goes by William C Holub, is a registered financial advisor currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William C Holub
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
CITIC SECURITIES INTERNATIONAL USA, LLC
Contact Information
Main Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036Mailing Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036Phone Number
(212) 549-4791Established
Delaware since 05/18/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/26/2013)
(2/27/2013)
(2/20/2013)
(2/25/2013)
(3/28/2013)
(11/13/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2009About the Series 87 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Charles Holub's CRS (Customer Relationship Summary).
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