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Christian Leslie Billet

CLSA AMERICAS
NEW YORK, NY
·CRD# 2441597·32 years experience

Professional Summary

Christian Leslie Billet is a registered financial advisor currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York. Christian is registered as a RR (Registered Representative) and started their career in finance in 1994. Christian has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 87, Series 3, Series 55, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CLSA AMERICAS, LLC·CRD# 165533
RIA
BD
1155 Avenue Of The Americas 17th Floor, New York, NY, 10036
February 15, 2013 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC·CRD# 158266
BD
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
June 6, 2017 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC·CRD# 158266
BD
New York, NY
June 8, 2016 - September 9, 2016
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.·CRD# 8010
BD
New York, NY
June 11, 2012 - September 17, 2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.·CRD# 8010
BD
New York, NY
April 7, 2011 - April 8, 2011
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
May 31, 2000 - October 9, 2013
HARRISDIRECT LLC·CRD# 42159
BD
Jersey City, NJ
June 2, 1997 - June 18, 1997
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 25, 1996 - June 2, 1997
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Baltimore, MD
March 18, 1994 - September 12, 1996

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Current Firm

CS
CITIC SECURITIES INTERNATIONAL USA, LLC

CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266 / SEC#: 8-68887
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1155 Avenue Of The Americas 17th Floor, New York, NY 10036

Mailing Address

1155 Avenue Of The Americas 17th Floor, New York, NY 10036

Phone Number

(212) 549-4791

Established

Delaware since 05/18/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLSA AMERICAS HOLDINGS, INC.MEMBER/SHAREHOLDER—
BILLET, CHRISTIAN LESLIECHIEF COMPLIANCE OFFICER2441597
HOLUB, WILLIAM CHARLESBOARD MEMBER, CHIEF FINANCIAL OFFICER - FINOP2680290
LI, JIONGBOARD MEMBER6798277
SCHWARTZ, BRADLEY HARRISCEO AND BOARD MEMBER2372237

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/26/2013)
RR
Florida
(6/14/2013)
RR
New York
(2/19/2013)
RR
Texas
(2/25/2013)
RR
Virginia
(10/9/2013)
RR
Washington
(11/9/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2006About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2001About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2000

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1994About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2008About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2006About the Series 53 exam

Series 14 — Compliance Officer Examination

Passed Aug 2000About the Series 14 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2000About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2000About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1997About the Series 4 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christian Leslie Billet's CRS (Customer Relationship Summary).

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