Courtney Danae Keeling
Professional Summary
Courtney Danae Keeling, who also goes by Courtney D Keeling, Courtney West, is a registered financial advisor currently at AMERICAN FIDELITY SECURITIES, INC. located in Oklahoma City, Oklahoma and FIRST FINANCIAL SECURITIES OF AMERICA, INC. located in Houston, Texas. Courtney is registered as a RR (Registered Representative) and started their career in finance in 2023. Courtney has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Courtney D Keeling, Courtney West
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Years of Experience
3 years in the financial services industry
Current & Past Employments
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC. | TAX SHELTERED INVESTMENTS EQUITIES CORPORATION | SOUTHWEST GENERAL SECURITIES CORPORATION
Contact Information
Main Address
16945 Northchase Drive Suite 1800, Houston, TX 77060Mailing Address
Po Box 670329, Houston, TX 77267-0329Phone Number
(281) 847-8422Established
Texas since 12/04/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
70FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
(3/3/2023)
(5/22/2024)
(4/23/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2023About the Series 6TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2023About the Series 26 examSRO Registrations
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Courtney Danae Keeling's CRS (Customer Relationship Summary).
Similar Advisors
GUZHUNA ASSET MANAGEMENT
PFS INVESTMENTS INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
