Dawson Louis Schnautz
Professional Summary
Dawson Louis Schnautz is a registered financial advisor currently at FIRST FINANCIAL SECURITIES OF AMERICA, INC. located in Houston, Texas. Dawson is registered as a RR (Registered Representative) and started their career in finance in 1996. Dawson has worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC. | TAX SHELTERED INVESTMENTS EQUITIES CORPORATION | SOUTHWEST GENERAL SECURITIES CORPORATION
Contact Information
Main Address
16945 Northchase Drive Suite 1800, Houston, TX 77060Mailing Address
Po Box 670329, Houston, TX 77267-0329Phone Number
(281) 847-8422Established
Texas since 12/04/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
70FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
State Registrations and Notice Filings
(5/10/2005)
(4/8/2003)
(4/8/2003)
(1/3/1997)
(9/16/2003)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2000About the Series 26 examSRO Registrations
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Dawson Louis Schnautz's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
