Sherrie Rene Pruitt
Professional Summary
Sherrie Rene Pruitt is a registered financial advisor currently at FIRST FINANCIAL SECURITIES OF AMERICA, INC. located in Houston, Texas. Sherrie is registered as a RR (Registered Representative) and started their career in finance in 1996. Sherrie has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC. | TAX SHELTERED INVESTMENTS EQUITIES CORPORATION | SOUTHWEST GENERAL SECURITIES CORPORATION
Contact Information
Main Address
16945 Northchase Drive Suite 1800, Houston, TX 77060Mailing Address
Po Box 670329, Houston, TX 77267-0329Phone Number
(281) 847-8422Established
Texas since 12/04/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
70FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/3/2025)
(10/3/2025)
(10/3/2025)
(10/3/2025)
(10/3/2025)
(10/3/2025)
(2/27/2001)
(10/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2002About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sherrie Rene Pruitt's CRS (Customer Relationship Summary).
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