AK
Alfredo Kawas Obregon
CICADA SECURITIES
Mexico City, 05120
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CRD#: 7654387
AK
Professional summary
Alfredo Kawas Obregon is a registered financial professional currently at CICADA SECURITIES .
Alfredo is registered as a RR (Registered Representative) and started their career in finance in 2023. Alfredo has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alfredo Kawas Obregon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2023 - Present
CICADA SECURITIES
Office #1: Paseo De Las Palmas 230, Piso 1 Lomas De Chapultepec, Miguel Hidalgo 11000, Mexico City 05120BD
CRD#: 314109
Mexico City,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 9/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CICADA SECURITIES
CICADA SECURITIES | CICADA SECURITIES, LLC
CRD#: 314109 / SEC#: , 8-70699
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
289 Greenwich Ave Floor 2, Greenwich, CT 06830
Mailing Address
289 Greenwich Ave Floor 2, Greenwich, CT 06830
Phone number
(917) 809-4456
Established
Delaware since 03/17/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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