Jeffrey Smitherman
Professional summary
Jeffrey Smitherman, who also goes by Jeff Smitherman, is a registered financial professional currently at SAXONY SECURITIES, INC. located in Weatherford, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2022. Jeffrey has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Smitherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
SAXONY SECURITIES, INC.
Office #1: 414 W. Lee Ave., Weatherford, TX 76086December 5, 2022 - December 31, 2022
PATRICK CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2024)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(4/18/2024)
(1/3/2023)
(5/22/2025)
(1/23/2024)
(1/3/2023)
(1/3/2023)
(1/3/2023)
Exams
Series 22TO
Date: 12/3/2022
Direct Participation Programs Representative ExaminationFINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
SAXONY SECURITIES, INC.
CRD#: 115547Weatherford, TX 76086TRUST BUT VERIFY
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